There's no reason why comprehensive control and compliance should be out of reach.     No reason at all, yet somehow smaller funds have no ready access to the proper tools. No real way of protecting their fund's assets, the officers and trustees, and themselves. Until now, that is.

Our card, is a source of great amusement to compliance officers, trustees, risk officials and fund managers alike. It's a nervous laugh, initially. Then suddenly not so funny.

There is a globally focus on personal accountability, and the trend of swapping pinstripes for jail stripes will continue - not only where there is proven fraud or malice, but also where officials have failed to secure their workflow, and introduce appropriate systems.

Objectivitii is more than a series if inter-related rules. Our obsession with compliance and governance grows from a deep understanding of the investment process and workflow, the relationships and dependencies, and the risks. The compliance features envelope the entire investment process,

• Pre-and post-trade compliance checking
• Hierarchical compliance backbone & rules engine,
  • Mandate control
  • Contracts
  • State & local regulations
  • Access control
  • Permissioning
  • Automatic escalations
• Write and invoke bespoke rules per fund, portfolio, manager, investor, or instrument
• Comprehensive audit trail, event tracking and management
• "know your client" feature with intuitive, activity-based triggers

Our compliance monitoring service starts with identifying a client's investment control workflow, and highlighting any deficiencies, either from a risk perspective, or to the extent that existing mandates are not adequate to the client's needs. Once this is properly recorded, a fund's governance is no longer vulnerable to subjective influence - Objectivitii prevails.

The process is as simple as:

• Loading the specific mandates and control workflow
• Loading alerting & violation reporting workflow
• Loading the fund's starting position
• Performing initial compliance status check
• Securing a feed of the transaction data (live or bulked)
• Running the chosen bouquet of services at stipulated intervals